DID DAVID NATHAN HALE CAUSE YOU INVESTMENT LOSSES?
David Hale of Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments And Formerly With Avondale Conquest And Avondale Partners Has 2 Customer Complaints For Alleged Broker Misconduct
Who is David Hale of Perigon Wealth Management, LLC?
David Hale (CRD #4340566) who is currently registered with Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Perigon Wealth Management, LLC and Purshe Kaplan Sterling Investments, David Hale was associated with Avondale Conquest, Avondale Partners and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Hale Customer Complaints
David Hale has been the subject of 2 customer complaints that we know about. One of David Hale’s 2 customer complaints was settled in favor of investors. One of David Hale’s customers complaints was denied and the customers did not take any further action.
Allegations Against David Hale
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleges David Hale committed reverse churning in their advisory account held with Fidelity and managed through an unaffiliated Registered Investment Advisory firm: Avondale Partners.
- Client alleges David Hale was churning her account. The alleged damages are estimated to be in excess of $5000.
David Hale Red Flags & Your Rights As An Investor
Of course, David Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hale at Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, and Avondale Partners on alert to review carefully the activity and performance of their accounts and question whether David Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, and Avondale Partners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Perigon Wealth Management, LLC and Purshe Kaplan Sterling Investments Due To David Hale
If you have questions about Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, Avondale Partners, and/or David Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.