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David H. Miller of Peachcap Securities Has 15 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is David Miller of Peachcap Securities?

David Miller (CRD# 4648882) who is currently registered with Peachcap Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Peachcap Securities, David Miller was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Peachcap Securities Broker Misconduct

In his career, David Miller has been the subject of 15 customer complaints that we know about, 11 of those complaints were filed in the last year to recover investment losses. Four of David Miller customer complaints were were settled in favor of investors. There are currently 10 pending customer complaints filed against David Miller current employer Peachcap Securities for investment losses caused by his alleged misconduct.

Allegations Against David Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: 

  • Claimant alleges multiple sales practice violations including unsuitable investments and misrepresentations and omissions in connection with a managed account.
  • Claimants allege an unsuitable investment strategy, including alternative investments beginning in 2011.
  • Claimant alleges sales practice violations including unsuitable investments, misrepresentations and omissions, and unauthorized trading.
  • Claimants allege sales practice violations related to mismanagement of their accounts from October 2015 to early 2017.

David Miller denies any liability and claims in some cases that he was not the broker of record.

David Miller Red Flags & Your Rights As An Investor

Of course, David Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of at Peachcap Securities on alert to review carefully the activity and performance of their accounts and question whether David Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peachcap Securities also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Peachcap Securities

If you have questions about Peachcap Securities and/or David Miller and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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