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David Cohen Formerly With AXA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is David Cohen formerly with AXA Advisors, LLC?

David Cohen (CRD 4531744) who was formerly registered with AXA Advisors, LLC and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  

David Cohen Customer Complaints

David Cohen has been the subject of 3 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Two of David Cohen’s 3 customer complaints were settled in favor of investors. One of David Cohen’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against David Cohen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations related to annuity and life insurance
  • Unsuitable recommendations related to incentive life insurance policy
  • David Cohen took out loans against client’s life insurance policy without authorization

David Cohen Red Flags & Your Rights As An Investor

Of course, David Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Cohen at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To David Cohen

If you have questions about AXA Advisors, LLC and/or David Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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