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DID DAVID CODD BOYDELL CAUSE YOU INVESTMENT LOSSES?

David Boydell of Mutual Advisors, LLC And Formerly With Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, And Mutual Securities Has 4 Customer Complaints For Alleged Broker Misconduct

Who is David Boydell of Mutual Advisors, LLC?

David Boydell (CRD #1817613) who is currently registered with Mutual Advisors, LLC and located in Sonoma, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Advisors, LLC, David Boydell was associated with Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, Mutual Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Boydell Customer Complaints

David Boydell has been the subject of 4 customer complaints customer complaints that we know about. Three of David Boydell’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against David Boydell’s former employer Mid Atlantic Capital Corporation for investment losses caused by the alleged misconduct.

Allegations Against David Boydell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • David Boydell’s Breach of Fiduciary Duty, Common Law Fraud, Negligence/Negligent Misrepresentation/Omission, Breach of Contract, Restitution, Negligent Supervision.
  • David Boydell allegedly committed common law fraud, breach of fiduciary duty, negligent failure to supervise, negligence related to the sale of a private placement fund.
  • David Boydell allegedly committed fraud, lack of supervision and suitability.
  • Suitability, failure to supervise and other charges related to the sale of limited partnership interest by David Boydell.

David Boydell Red Flags & Your Rights As An Investor

Of course, David Boydell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Boydell at Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, and Mutual Securities on alert to review carefully the activity and performance of their accounts and question whether David Boydell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, and Mutual Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mutual Advisors, LLC And Mid Atlantic Capital Due To David Boydell

If you have questions about Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, Mutual Securities, and/or David Boydell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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