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David Arlein Of Cabot Lodge Securities LLC Has 20 Customer Complaints For Alleged Broker Misconduct

Who is David Arlein of Cabot Lodge Securities LLC?

David Arlein (CRD #7145) who is currently registered with Cabot Lodge Securities LLC and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.    

David Arlein Customer Complaints

David Arlein has been the subject of 20 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Four of David Arlein’s 20 customer complaints resulted in Awards in favor of investors. Fifteen of David Arlein’s customer complaints were settled in favor of investors.  One of David Arlein’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against David Arlein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations resulting in multiple arbitration awards
  • Breach of contract, violation of state securities statutes, breach of fiduciary duty, misrepresentation, and negligence related to various alternative investments
  • Unsuitable recommendations and negligence related to various alternative investments
  • Unsuitable recommendations of various illiquid alternative investments
  • Unsuitable recommendations and misrepresentations of investments
  • Unsuitable recommendations to purchase low grade corporate bonds
  • Unsuitable investment strategy
  • Unsuitable recommendations to purchase high yield mutual funds

David Arlein Red Flags & Your Rights As An Investor

Of course, David Arlein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Arlein at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Arlein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To David Arlein

If you have questions about Cabot Lodge Securities LLC and/or David Arlein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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