DID DARREN WAYNE OGLESBY CAUSE YOU INVESTMENT LOSSES?
Darren Oglesby Of Money Concepts Capital Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Darren Oglesby of Money Concepts Capital?
Darren Oglesby (CRD #2480135) who is currently registered with Money Concepts Capitaland located in Monroe, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.
Darren Oglesby Customer Complaints
Darren Oglesby has been the subject of 3 customer complaints that we know about. Two of Darren Oglesby’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Money Concepts Capital for investment losses caused by Darren Oglesby’s alleged misconduct.
Allegations Against Darren Oglesby
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged misrepresentation by Darren Oglesby regarding the fees of the surrender period of the variable annuity.
- Clients alleged Darren Oglesby’s investment was an unsuitable product, breach of contract and breach of fiduciary duty.
- SEC received and forwarded customer complaint that alleged Darren Oglesby did not explain annuities or disclose fees associated with these products.
Darren Oglesby Red Flags & Your Rights As An Investor
Of course, Darren Oglesby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darren Oglesby at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Darren Oglesby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Darren Oglesby
If you have questions about Money Concepts Capital and/or Darren Oglesby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.