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Daniel Venegas Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Daniel Venegas of Equitable Advisors, LLC?

Daniel Venegas (CRD #1194311) who is currently registered with Equitable Advisors, LLC and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Venegas Customer Complaints

Daniel Venegas has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Daniel Venegas’ 3 customer complaints were settled in favor of investors. One of Daniel Venegas’ customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Daniel Venegas

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of a variable annuity.
  • Failure to disclose all the terms of a variable annuity investment.

Daniel Venegas Red Flags & Your Rights As An Investor

Of course, Daniel Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Venegas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Daniel Venegas

If you have questions about Equitable Advisors, LLC and/or Daniel Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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