DID DANIEL OSCAR URIBE CAUSE YOU INVESTMENT LOSSES?
Daniel Uribe Of LPL Financial And Private Advisor Group Has A Customer Complaint For Alleged Broker Misconduct
Who is Daniel Uribe of LPL Financial?
Daniel Uribe (CRD #5431025) who is currently registered with LPL Financial, Private Advisor Group and located in Harrisonburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations.
Daniel Uribe Customer Complaint
Daniel Uribe has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged failure to follow specific instructions resulting in loss of account value. Daniel Uribe’s customer complaint was denied and, to date, the customers have not taken any further action.
Daniel Uribe Red Flags & Your Rights As An Investor
Of course, Daniel Uribe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Uribe at LPL Financial and Private Advisor Group on alert to review carefully the activity and performance of their accounts and question whether Daniel Uribe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Private Advisor Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Daniel Uribe
If you have questions about LPL Financial, Private Advisor Group, and/or Daniel Uribe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.