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Daniel Lagerborg Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Lagerborg of Northwestern Mutual Investment Services?

Daniel Lagerborg (CRD #4606948) who is currently registered with Northwestern Mutual Investment Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Lagerborg Customer Complaint

Daniel Lagerborg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the clients alleged that at the time of sale of two fixed income annuities (converted from the client’s existing variable annuity and external IRA), they believed that after their deaths, any funds remaining in the annuities would go to the beneficiaries of their choosing. After issue, they learned that any remaining funds would be retained with Northwestern Mutual, and that they could not make any changes to the annuities after issue. Clients stated this was not what they were led to believe and the annuities were sold to them under false pretenses. Daniel Lagerborg’s customer complaint was denied and, to date, the customer has not taken any further action.

Daniel Lagerborg Red Flags & Your Rights As An Investor

Of course, Daniel Lagerborg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lagerborg at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Lagerborg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Daniel Lagerborg

If you have questions about Northwestern Mutual Investment Services and/or Daniel Lagerborg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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