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Daniel Kistler Of Dempsey Lord Smith, LLC And Formerly With Coastal Equities, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Kistler of Dempsey Lord Smith, LLC?

Daniel Kistler (CRD #6203300) who is currently registered with Dempsey Lord Smith, LLC and located in Rome, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dempsey Lord Smith, LLC, Daniel Kistler was associated with Coastal Equities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Kistler Customer Complaint

Daniel Kistler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers were solicited and sold a private placement which was only suitable for accredited investors; customers were not accredited investors and sued for breach of fiduciary duty and negligence. Daniel Kistler’s customer complaint wassettled in favor of the investor.

Daniel Kistler Red Flags & Your Rights As An Investor

Of course, Daniel Kistler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kistler at Dempsey Lord Smith, LLC and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kistler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Daniel Kistler

If you have questions about Dempsey Lord Smith, LLC, Coastal Equities, Inc., and/or Daniel Kistler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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