DID DANIEL BARRY DUBIN CAUSE YOU INVESTMENT LOSSES?
Daniel Dubin Of SVB Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Daniel Dubin of SVB Securities LLC?
Daniel Dubin (CRD #3231063) who is currently registered with SVB Securities LLC and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Daniel Dubin Customer Complaint
Daniel Dubin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were conflict of interest in connection with a SPAC transaction. Daniel Dubin’s customer complaint was denied and, to date, the customer has not taken any further action.
Daniel Dubin Red Flags & Your Rights As An Investor
Of course, Daniel Dubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Dubin at SVB Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Dubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SVB Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At SVB Securities LLC Due To Daniel Dubin
If you have questions about SVB Securities LLC and/or Daniel Dubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.