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Daniel Davis Of Ausdal Financial Partners, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Daniel Davis of Ausdal Financial Partners, Inc.?

Daniel Davis (CRD #1601521) who is currently registered with Ausdal Financial Partners, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  

Daniel Davis Customer Complaints

Daniel Davis has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Davis’ 2 customer complaints was settled in favor of investor.  One of Daniel Davis’ customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Daniel Davis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Mismanagement of an advisory accounts involving illiquid investments, options trading and REITs.
  • Unsuitable investment recommendations and failure to disclose tax consequences.

Daniel Davis Red Flags & Your Rights As An Investor

Of course, Daniel Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Davisat Ausdal Financial Partners, Inc.on alert to review carefully the activity and performance of their accounts and question whether Daniel Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Daniel Davis

If you have questions about Ausdal Financial Partners, Inc. and/or Daniel Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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