| Read Time: 2 minutes |


Daniel Cooper Formerly with First Financial Equity Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Daniel Cooper formerly with First Financial Equity?

Daniel Cooper (CRD #53487) who was formerly registered with First Financial Equity and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Cooper Customer Complaints

Daniel Cooper has been the subject of 2 customer complaints that we know about. Both of Daniel Cooper’s customer complaints were settled in favor of investors.

Allegations Against Daniel Cooper

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The claimant alleged that Daniel Cooper violated FINRA’s Rule 2090 and made unsuitable investment recommendations.  Further, he allegedly engaged in discretionary trading in highly speculative bond transactions without written authority or approval from his firm. 
  • Daniel Cooper’s allegedly made unsuitable investment recommendations and engaged in discretionary trading without written authorization.

Daniel Cooper Red Flags & Your Rights as an Investor

Of course, Daniel Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Cooper at First Financial Equity on alert to review carefully the activity and performance of their accounts and question whether Daniel Cooper has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at First Financial Equity also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at First Financial Equity Due to Daniel Cooper

If you have questions about First Financial Equity and/or Daniel Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars