DID DAN CHARLES VISMOR CAUSE YOU INVESTMENT LOSSES?
Dan Charles Vismor with David Lerner Associates, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past 2 Years
Who is Dan C. Vismor with David Lerner Associates, Inc.?
Dan Vismor (CRD #5321492) who is currently registered with David Lerner Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Prior to David Lerner Associates, Inc., Dan Vismor was associated with Newbridge Securities Corporation, Cetera Financial Group, and Centaurus Financial, Inc., and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Lerner Associates, Inc. And Cetera Financial Group Broker Misconduct
Dan Vismor was the subject of a recent customer complaint that we know about that was filed in the last 2 years to recover investment losses.
The customer’s alleged that Dan Vismor made misrepresentations in unsuitable investment recommendations in breach of his fiduciary duty to invest in real estate securities. Dan Vismor’s customer complaint was settled in favor of the investors.
Dan Vismor Red Flags & Your Rights as An Investor
Of course, Dan Vismor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dan Vismor at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. n/k/a Cetera Financial Group on alert to review carefully the activity and performance of their accounts and question whether Dan Vismor has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group
If you have questions about David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group and/or Dan Vismor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.