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Dan Sanders Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Dan Sanders of Independent Financial Group, LLC?

Dan Sanders (CRD #1785159) who is currently registered with for a free initial consultation via and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Dan Sanders Customer Complaints

Dan Sanders has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 4 of Dan Sanders’ customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Dan Sanders

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Mismanagement of account.
  • Unsuitable investment recommendation of variable annuity and failure to disclose all of the features of the product at the time of sale.
  • Unsuitable investment recommendations in connection with equity listed common and preferred stocks.
  • Provisions of a variable annuity were not fully disclosed to customer.

Dan Sanders Red Flags & Your Rights As An Investor

Of course, Dan Sanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Sanders at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Dan Sanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Dan Sanders

If you have questions about Independent Financial Group, LLC and/or Dan Sanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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