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Dale Immekus Of Independent Financial Group And Formerly With CFD Investments And Creative Financial Designs Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Dale Immekus of Independent Financial Group?

Dale Immekus (CRD #5309353) who is currently registered with Independent Financial Group and located in Lodi, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, Dale Immekus was associated with CFD Investments, Creative Financial Designs and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Dale Immekus Customer Complaints

Dale Immekus has been the subject of 2 customer complaints that we know about. One of Dale Immekus’ 2 customer complaints was settled in favor of investors. One of Dale Immekus’ customers complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Dale Immekus

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claim that Dale Immekus’ alleged recommendation of an Individual Universal Life policy was unsuitable based on the client’s circumstances.
  • Claimant alleged that his investments in mutual funds and a managed account made by Dale Immekus were unsuitable.

Dale Immekus Red Flags & Your Rights As An Investor

Of course, Dale Immekus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Immekus at Independent Financial Group, CFD Investments, and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Dale Immekus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, CFD Investments, and Creative Financial Designs also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Dale Immekus

If you have questions about Independent Financial Group, CFD Investments, Creative Financial Designs, and/or Dale Immekus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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