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Cynthia Nagel Of Waddell & Reed And Formerly With CUE Financial Group, Foothill Securities And Securities America Has A Customer Complaint For Alleged Broker Misconduct

Who is Cynthia Nagel of Waddell & Reed?

Cynthia Nagel (CRD #2188850) who is currently registered with Waddell & Reed and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Cynthia Nagel was associated with CUE Financial Group, Foothill Securities, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cynthia Nagel Customer Complaint

Cynthia Nagel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that there were delays in processing his 1035 variable annuity exchange which caused him to incur market losses. Cynthia Nagel’s customer complaint was settled in favor of the investors.

Cynthia Nagel Red Flags & Your Rights As An Investor

Of course, Cynthia Nagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Nagel at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Cynthia Nagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Cynthia Nagel

If you have questions about Waddell & Reed, CUE Financial Group, Foothill Securities, Securities America, and/or Cynthia Nagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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