It’s critical for everyone to be knowledgeable on the individuals with whom they entrust their money. You can find out more about a person’s background from several sources, including current and past employment history, regulatory penalties, and consumer complaints.
We’re here to help. If you have any questions regarding Craig Zabala or your investment losses, our team will do everything we can to assist.
DID CRAIG ANTHONY ZABALA CAUSE YOU INVESTMENT LOSSES?
Craig Zabala Formerly With John W. Loofbourrow Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Craig Zabala formerly with John W. Loofbourrow Associates, Inc.?
Craig Zabala (CRD #2740680) who was formerly registered with John W. Loofbourrow Associates, Inc. and located in Harlem, New York is a subject of one of our many securities industry sales practice abuse investigations. He was also the subject of an SEC investigation for material misrepresentations to investors and prospective investors in Concorde Group Holdings, Inc. which resulted in a permanent injunction, disgorgement in excess of $2.4 million with interest.
Craig Zabala Customer Complaint
Craig Zabala has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Craig Zabala made an $800,000 private placement investment in Concorde Group Holdings, Inc. which Claimant alleges was a Ponzi scheme. The customer complaint filed against Craig Zabala’s former employer Concorde Group Holdings Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Craig Zabala Red Flags & Your Rights As An Investor
Of course, Craig Zabala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Zabala at John W. Loofbourrow Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Zabala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John W. Loofbourrow Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At John W. Loofbourrow Associates, Inc. Due To Craig Zabala
If you have questions about John W. Loofbourrow Associates, Inc. and/or Craig Zabala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.