| Read Time: 2 minutes |

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. You may learn a lot of information about a person’s background from a variety of places, including past employment history, regulatory disciplinary actions, and customer complaints.

Questions about Craig Riggs and your investment losses may arise from this information. We will answer them to the best of our abilities.

DID CRAIG LEWIS RIGGS CAUSE YOU INVESTMENT LOSSES?

Craig Riggs Formerly With Emerson Equity LLC, DFPG Investments, LLC And Orchard Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Craig Riggs formerly with Emerson Equity LLC?

Craig Riggs (CRD #4033340) who was formerly registered with Emerson Equity LLC and located in Provo, Utah is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Emerson Equity LLC, Craig Riggs was associated with DFPG Investments, LLC, Orchard Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Craig Riggs Customer Complaint

Craig Riggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Riggs recommended alternative investments that were unsuitable involving business development companies. Craig Riggs’ customer complaint was settled in favor of the investors.

Craig Riggs Red Flags & Your Rights As An Investor

Of course, Craig Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Riggs at Emerson Equity LLC, DFPG Investments, LLC, and Orchard Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC, DFPG Investments, LLC, and Orchard Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Craig Riggs

If you have questions about Emerson Equity LLC, DFPG Investments, LLC, Orchard Securities, LLC, and/or Craig Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...