As a client, you put your money in the hands of someone you can believe in. This is why it’s critical to learn everything there is to know about the individual who will be investing your money. This information might assist you in determining whether or not to work with a particular broker.
If you think Cory Davern has caused you monetary harm, we may be able to assist you with any concerns or issues you have.
DID CORY RICHARD DAVERN CAUSE YOU INVESTMENT LOSSES?
Cory Davern Of Valic Financial Advisors, Inc. And Formerly With AXA Distributors, LLC And Presidential Brokerage, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Cory Davern of Valic Financial Advisors, Inc.?
Cory Davern (CRD #2945772) who is currently registered with Valic Financial Advisors, Inc. and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Valic Financial Advisors, Inc., Cory Davern was associated with AXA Distributors, LLC, Presidential Brokerage, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Cory Davern Customer Complaint
Cory Davern has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations and misrepresentation of the wrist with respect to variable annuity, REITs and business development company investments. Cory Davern’s customer complaint was settled in favor of the investors.
Cory Davern Red Flags & Your Rights As An Investor
Of course, Cory Davern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Davern at Valic Financial Advisors, Inc., AXA Distributors, LLC, and Presidential Brokerage, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cory Davern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc., AXA Distributors, LLC, and Presidential Brokerage, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Cory Davern
If you have questions about Valic Financial Advisors, Inc., AXA Distributors, LLC, Presidential Brokerage, Inc., and/or Cory Davern and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.