| Read Time: 2 minutes |

As a client, you are putting your money in the hands of someone who you can trust. This is why it’s critical to understand everything there is to know about the individual managing your funds. This data might assist you in determining whether or not to work with a specific broker.

If you believe Corey Flaum has caused you financial damage, we may be able to assist you in addressing any issues or difficulties you have.


Corey Flaum Formerly With Market Securities, LLC, Sunrise Brokers LLC And BGC Financial, L.P. Has A Customer Complaint For Alleged Broker Misconduct

Who is Corey Flaum formerly with Market Securities, LLC?

Corey Flaum (CRD #4005626) who was formerlyregistered with Market Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Market Securities, LLC,Corey Flaum was associated with Sunrise Brokers LLC, BGC Financial, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

In addition, Corey Flaum has had his own regulatory problems. He was sued by the United States commodity futures trading commission for “spoofing” in the marketplace. In a related matter, the Justice Department filed a criminal action for attempted price manipulation to which Corey Flaum pled guilty.

Corey Flaum Customer Complaint

Corey Flaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Corey Flaum engaged in violations of the US commodity exchange act and was unjustly enriched. The customer complaint filed against Corey Flaum’s former employer The Bank of Nova Scotia, New York Agency for investment losses caused by the alleged misconduct is pending as of the date of this report.

Corey Flaum Red Flags & Your Rights As An Investor

Of course, Corey Flaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Flaum at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. on alert to review carefully the activity and performance of their accounts and question whether Corey Flaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Market Securities, LLC Due To Corey Flaum

If you have questions about Market Securities, LLC, Sunrise Brokers LLC, BGC Financial, L.P., and/or Corey Flaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars