It’s critical for everyone to know as much as possible about the people with whom they entrust their money. There are several resources where you may research a person’s background, including past job history, regulatory disciplinary actions, and client complaints.
We’re here to help you, and we want to provide every bit of critical information that we can. This important information may lead to queries concerning Conrad Corcoran and investment losses you incurred. We’ll do our best to answer any questions you have.
DID CONRAD THOMAS CORCORAN CAUSE YOU INVESTMENT LOSSES?
Conrad Corcoran Of Centaurus Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Conrad Corcoran of Centaurus Financial, Inc.?
Conrad Corcoran (CRD #1009857) who is currently registered with Centaurus Financial, Inc. and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations.
Conrad Corcoran Customer Complaints
Conrad Corcoran has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Conrad Corcoran’s 4 customer complaints resulted in an Award in favor of investor. One of Conrad Corcoran’s customer complaints was settled in favor of investor. Two of Conrad Corcoran’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Conrad Corcoran
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Negligence, breach of fiduciary duty, and violation of Arizona securities laws.
- Unsuitable investment recommendations related to variable annuities and real estate securities.
- Documentation of customers’ investments contained incorrect personal information and that certain initial/signatures were not theirs.
- Mishandling of Estate account.
Conrad Corcoran Red Flags & Your Rights As An Investor
Of course, Conrad Corcoran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Corcoran at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Conrad Corcoran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Conrad Corcoran
If you have questions about Centaurus Financial, Inc. and/or Conrad Corcoran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.