As a client, you trust your money to a broker you can believe in. This is why it’s critical to understand everything there is to know about the person handling your money. This information may assist you in deciding whether or not to do business with a certain broker.
If you believe Conor Sheehan has caused you financial harm, we may be able to assist you in resolving any issues or concerns you have.
DID CONOR JOSEPH SHEEHAN CAUSE YOU INVESTMENT LOSSES?
Conor Sheehan Formerly With Raymond James & Associates, Inc. And Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Conor Sheehan formerly with Raymond James & Associates, Inc.?
Conor Sheehan (CRD #6633110) who was formerly registered with Raymond James & Associates, Inc. and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Conor Sheehan was associated with Cambridge Investment Research, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Conor Sheehan Customer Complaint
Conor Sheehan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Conor Sheehan failed to invest client’s assets as directed. The customer complaint filed against Conor Sheehan’s former employer Raymond James & Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Conor Sheehan Red Flags & Your Rights As An Investor
Of course, Conor Sheehan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conor Sheehan at Raymond James & Associates, Inc. and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Conor Sheehan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Conor Sheehan
If you have questions about Raymond James & Associates, Inc., Cambridge Investment Research, Inc., and/or Conor Sheehan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.