As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the person managing your investments. This data could assist you in determining whether or not to work with a specific broker.
If you believe Cliff Duester has caused you financial losses, we may be able to assist you in addressing any concerns or issues you have.
DID CLIFF SIMEON DUESTER CAUSE YOU INVESTMENT LOSSES?
Cliff Duester Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Cliff Duester of MML Investors Services LLC?
Cliff Duester (CRD #5634190) who is currently registered with MML Investors Services LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.
Cliff Duester Customer Complaint
Cliff Duester has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cliff Duester misrepresented a whole life insurance policy investment and failed to explain the tax implications of withdrawing funds from an IRA to pay for insurance policy. Cliff Duester’s customer complaint was denied and, to date, the customer has not taken any further action.
Cliff Duester Red Flags & Your Rights As An Investor
Of course, Cliff Duester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Duester at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Cliff Duester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Cliff Duester
If you have questions about MML Investors Services LLC and/or Cliff Duester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.