| Read Time: 2 minutes |

As a client, you trust your money to a broker you can rely on. This is why it’s critical to know everything there is to know about the person managing your assets. This data may assist in making decisions regarding whether or not to work with a specific broker.

If you believe Christopher Wendel caused you monetary loss, we may be able to assist you in resolving any concerns or issues you have.

DID CHRISTOPHER TODD WENDEL CAUSE YOU INVESTMENT LOSSES?

Christopher Wendel Formerly With SA Stone Wealth Management Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Wendel formerly with SA Stone Wealth Management Inc.?

Christopher Wendel (CRD #1930870) who was formerly registered with SA Stone Wealth Management Inc. and located in Celina, Ohio is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Wendel Customer Complaints

Christopher Wendel has been the subject of 8 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Six of Christopher Wendel’s 8 customer complaints were settled in favor of investors. Two of Christopher Wendel’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Wendel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Negligence, misappropriation and omission of material information regarding an unregistered offering.
  • Unsuitable investment recommendations and misrepresentations relating to a promissory note investment.
  • Unsuitable investment recommendation of a direct investment.
  • Unsuitable investment recommendation and overconcentration into REITs and mutual fund switches.
  • Unsuitable investment recommendations of mutual funds.
  • Unauthorized trading, unauthorized signatures on documents, unsuitable switches of mutual fund class a shares, unsuitable investments and annuities.

Christopher Wendel Red Flags & Your Rights As An Investor

Of course, Christopher Wendel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wendel at SA Stone Wealth Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Wendel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SA Stone Wealth Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SA Stone Wealth Management Inc. Due To Christopher Wendel

If you have questions about SA Stone Wealth Management Inc. and/or Christopher Wendel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...