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Christopher M. Waterbury with Charles Schwab & Co. Inc. Has A Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Christopher M. Waterbury with Charles Schwab & Co. Inc.?

Christopher Waterbury (CRD #6666300) who is currently registered with Charles Schwab & Co. Inc. and located in Lone Tree, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Charles Schwab & Co. Inc. is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.

Charles Schwab & Co. Inc. Broker Misconduct

Christopher Waterbury has been recently identified as the subject of a customer complaint filed against Charles Schwab & Co. within the last year to recover investment losses.

The allegations are that Christopher Waterbury made an unsuitable options trading strategy recommendation resulting in investment losses. The customer complaint filed against Christopher Waterbury’s current employer Charles Schwab & Co. Inc. for investment losses caused by his alleged misconduct is still pending.

Christopher Waterbury Red Flags & Your Rights as An Investor

Of course, Christopher Waterbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Waterbury at Charles Schwab & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Waterbury has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Charles Schwab & Co. Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Charles Schwab & Co. Inc.

If you have questions about Charles Schwab & Co. Inc. and/or Christopher Waterbury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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