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Christopher Vining Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Vining of Morgan Stanley?

Christopher Vining (CRD #2945065) who is currently registered with Morgan Stanley and located in Bradenton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Vining Customer Complaints

Christopher Vining has been the subject of4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Vining’s 4 customer complaints was settled in favor of investors. Three of Christopher Vining’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Vining

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Christopher Vining’s purchases of alternative investment fund were misrepresented.
  • Client alleged that Christopher Vining failed to follow his instruction by investing in unsuitable preferred stocks and made misrepresentation regarding the investment.
  • Clients alleged that Christopher Vining’s stocks chosen for them were unsuitable for a couple in their 70’s.
  • The customer allege unauthorized trading by Christopher Vining.

Christopher Vining Red Flags & Your Rights As An Investor

Of course, Christopher Vining did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Vining at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Vining has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Vining

If you have questions about Morgan Stanley and/or Christopher Vining and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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