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Christopher David Tuck with LPL Financial LLC Has to Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Christopher D. Tuck with LPL Financial LLC?

Christopher Tuck (CRD #5971765) who is currently registered with LPL Financial LLC and located in Doylestown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. LPL Financial LLC is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.

LPL Financial LLC Broker Misconduct

In his career, Christopher Tuck has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of Christopher Tuck’s customer complaints was settled in favor of investors. The other customer complaint made against Christopher Tuck’s current employer LPL Financial LLC for investment losses caused by his alleged misconduct was recently denied, and to date, the customer is not taken any further action.

Allegations Against Christopher Tuck

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Customer alleges that Christopher Tuck failed to follow his instructions.
  • Claimant alleged negligence, breach of fiduciary duty, breach of contract, misrepresentation, and violation of FINRA rules related to the managed account.

Christopher Tuck Red Flags & Your Rights As An Investor

Of course, Christopher Tuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Tuck at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Tuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC

If you have questions about LPL Financial LLC and/or Christopher Tuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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