It is critical that everyone understand as much as possible about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, such on previous employment history, regulatory disciplinary actions, and consumer complaints.
We will do our utmost to answer any questions you may have about Christopher Tolman and your investment losses.
DID CHRISTOPHER JOHN TOLMAN CAUSE YOU INVESTMENT LOSSES?
Christopher Tolman Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Christopher Tolman of TIAA-CREF Individual & Institutional Services, LLC?
Christopher Tolman (CRD #6232462) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Tolman Customer Complaint
Christopher Tolman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Tolman liquidated a customer’s account without following the clients instructions for a strategic liquidation. Christopher Tolman’s customer complaint was denied and, to date, the customer has not taken any further action.
Christopher Tolman Red Flags & Your Rights As An Investor
Of course, Christopher Tolman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Tolman at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Tolman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Christopher Tolman
If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Christopher Tolman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.