It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a variety of sources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and customer disputes.
This useful information may lead you to have questions about Christopher Sinkula and the money you may have lost. We’ll do everything we can to address your concerns.
DID CHRISTOPHER DAVID SINKULA CAUSE YOU INVESTMENT LOSSES?
Christopher Sinkula Formerly With Janney Montgomery Scott LLC Has 14 Customer Complaints For Alleged Broker Misconduct
Who is Christopher Sinkula formerly with Janney Montgomery Scott LLC?
Christopher Sinkula (CRD #2001512) who was formerly registered with Janney Montgomery Scott LLC and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Sinkula Customer Complaints
Christopher Sinkula has been the subject of 14 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Ten of Christopher Sinkula’s 14 customer complaints were settled in favor of investors. Four of Christopher Sinkula’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Christopher Sinkula
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable and excessive allocation of high-yield securities in client’s account.
- Multiple complaints by customers related to unsuitable investment recommendations related to common and preferred stock.
- Unsuitable investment strategy related to high concentration of energy stocks.
- Misrepresentations related to variable annuity.
- Breach of fiduciary duty and negligence related to common stock transactions.
- Unsuitable recommendations of variable annuities with excessive fees.
Christopher Sinkula Red Flags & Your Rights As An Investor
Of course, Christopher Sinkula did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sinkula at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Sinkula has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Christopher Sinkula
If you have questions about Janney Montgomery Scott LLC and/or Christopher Sinkula and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.