| Read Time: 2 minutes | Berthel Fisher Complaints |

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints.

This crucial information might lead to concerns about Christopher Hasbrouck and financial losses you incurred. We’ll do our best to respond to any questions you might have.


Christopher Hasbrouck Of Berthel Fisher & Company Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Hasbrouck of Berthel Fisher & Company Financial Services, Inc.?

Christopher Hasbrouck (CRD #4886421) who is currently registered with Berthel Fisher & Company Financial Services, Inc. and located in Maple Grove, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Hasbrouck Customer Complaints

Christopher Hasbrouck has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Hasbrouck’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Christopher Hasbrouck’s current employer Berthel Fisher & Company Financial Services, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Christopher Hasbrouck

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations, misrepresentations, failure to follow customer’s instructions, and violations of securities industry rules and regulations in connection with variable annuity, real estate and other investments.
  • Failure to conduct adequate due diligence in connection with unsuitable, ill liquid, and misrepresented investments.
  • Ill liquid and unsuitable investment recommendations related to real estate securities.

Christopher Hasbrouck Red Flags & Your Rights As An Investor

Of course, Christopher Hasbrouck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Christopher Hasbrouck at Berthel Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Hasbrouck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services, Inc. Due To Christopher Hasbrouck

If you have questions about Berthel Fisher & Company Financial Services, Inc. and/or Christopher Hasbrouck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars