As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker.
If you believe Cheryl Knight has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have.
DID CHERYL LYN KNIGHT CAUSE YOU INVESTMENT LOSSES?
Cheryl Knight Of The Strategic Financial Alliance Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Cheryl Knight of The Strategic Financial Alliance Inc.?
Cheryl Knight (CRD #1854248) who is currently registered with The Strategic Financial Alliance Inc. and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations.
Cheryl Knight Customer Complaints
Cheryl Knight has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Cheryl Knight’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Cheryl Knight’s current employer The Strategic Financial Alliance Inc. for investment losses caused by the alleged misconduct.
Allegations Against Cheryl Knight
A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:
- Unsuitable investment recommendations of variable annuities.
- Unsuitable investment recommendations that were Inc. inconsistent with the client’s express needs and objectives related to liquidity of variable annuities, REITs and direct investments.
Cheryl Knight Red Flags & Your Rights As An Investor
Of course, Cheryl Knight did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Knight at The Strategic Financial Alliance Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Knight has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Strategic Financial Alliance Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At The Strategic Financial Alliance Inc. Due To Cheryl Knight
If you have questions about The Strategic Financial Alliance Inc. and/or Cheryl Knight and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...