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Charles Logan McLean with Sigma Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct In the Past Year

Who is Charles L. McLean with Sigma Financial Corporation?

Charles McLean (CRD #4351084) who is currently registered with Sigma Financial Corporation and located in McKinney, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sigma Financial Corporation, Charles McLean was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sigma Financial Corporation Broker Misconduct

Charles McLean has recently become the subject of a customer complaint that was filed in the last year against Sigma Financial Corporation to recover investment losses. The allegations are that Charles McLean breached his fiduciary duty, breach of contract, made material misrepresentations and committed negligence in connection with the alternative investments. He recommended that claimant purchase, including variable annuities and real estate securities. The customer complaint filed against Charles McLean’s current employer Sigma Financial Corporation for investment losses caused by his alleged misconduct is still pending.

Charles McLean Red Flags & Your Rights As An Investor

Of course, Charles McLean did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles McLean at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Charles McLean has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sigma Financial Corporation, which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sigma Financial Corporation  

If you have questions about Sigma Financial Corporation and/or Charles McLean and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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