You trust a broker when you hire him or her. This is why it’s critical to have all the information available about the individual investing your money. This data might assist you in determining whether or not to work with a specific broker.
If you believe Charles Lek has caused you financial harm, we may be able to assist you in resolving any concerns or questions you have.
DID CHARLES FREDERIK LEK CAUSE YOU INVESTMENT LOSSES?
Charles Lek Of Lek Securities Corporation And Formerly With Peter R. Mack & Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Charles Lek of Lek Securities Corporation?
Charles Lek (CRD #4672129) who is currently registered with Lek Securities Corporation and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lek Securities Corporation, Charles Lek was associated with Peter R. Mack & Co., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Charles Lek Customer Complaints
Charles Lek has been the subject of 4 customer complaints that we know about, 3of those complaints were filed in the last year to recover investment losses. One of Charles Lek’s 4 customer complaints was settled in favor of investor. There are currently 3 pending customer complaints filed against Charles Lek’s current employer Lek Securities Corporation for investment losses caused by the alleged misconduct.
Allegations Against Charles Lek
A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:
- Misrepresentation and breach of contract related to penny stock transactions.
- Failure to execute trading instructions, conversion of funds, fraud, and breach of contract and industry rules related to micro-cap securities.
Charles Lek Red Flags & Your Rights As An Investor
Of course, Charles Lek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lek at Lek Securities Corporation and Peter R. Mack & Co., Inc.on alert to review carefully the activity and performance of their accounts and question whether Charles Lek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lek Securities Corporation and Peter R. Mack & Co., Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Lek Securities Corporation Due To Charles Lek
If you have questions about Lek Securities Corporation, Peter R. Mack & Co., Inc, and/or Charles Lek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.