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As a client, you are putting your money in the hands of someone whom you can trust. This is why it’s critical to learn everything there is to know about the individual investing your money. This data may assist you in making an informed decision regarding whether or not to work with a certain broker.

We may be able to assist you in addressing any concerns or problems you have if you believe Charles King has caused you financial harm.

DID CHARLES LEO KING CAUSE YOU INVESTMENT LOSSES?

Charles King Formerly With Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Charles King formerly with Raymond James & Associates, Inc.?

Charles King (CRD #1398426) who was formerly registered with Raymond James & Associates, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.    

Charles King Customer Complaint

Charles King has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to margin account. Charles King’s customer complaint was settled in favor of the investors.

Charles King Red Flags & Your Rights As An Investor

Of course, Charles King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles King at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Charles King

If you have questions about Raymond James & Associates, Inc. and/or Charles King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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