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Charles Jones Of Parkland Securities And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Charles Jones of Parkland Securities?

Charles Jones (CRD #6283337) who is currently registered with Parkland Securities and located in Flandreau, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities, Charles Jones was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Charles Jones Customer Complaint

Charles Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Jones withdrew funds from her Rollover IRA and was not aware of the tax consequences. The customer complaint filed against Charles Jones’ current employer Parkland Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Charles Jones Red Flags & Your Rights As An Investor

Of course, Charles Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Jones at Parkland Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Charles Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Parkland Securities Due To Charles Jones

If you have questions about Parkland Securities, NYLIFE Securities, and/or Charles Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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