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As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the person handling your funds. This knowledge may assist you in determining whether or not to deal with a particular broker.

If you believe Charles Egnatz has caused you financial losses, we may be able to help you address any concerns or issues that you have.


Charles Egnatz Formerly With Digital Capital Markets LLC, Little River Capital, LLC And Tribal Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Charles Egnatz formerly with Digital Capital Markets LLC?

Charles Egnatz (CRD #1529024) who was formerly registered with Digital Capital Markets LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Digital Capital Markets LLC, Charles Egnatz was associated with Little River Capital, LLC, Tribal Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  

Charles Egnatz Customer Complaint

Charles Egnatz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations relating to an investment in the hospitality sector. The customer complaint filed against Charles Egnatz’s employer Little River Capital, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report.

Charles Egnatz Red Flags & Your Rights As An Investor

Of course, Charles Egnatz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Egnatz at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Egnatz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Digital Capital Markets LLC Due To Charles Egnatz

If you have questions about Digital Capital Markets LLC, Little River Capital, LLC, Tribal Capital Markets, LLC, and/or Charles Egnatz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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