DID CHARLES PHILLIPS DARROW CAUSE YOU INVESTMENT LOSSES?
Charles Phillips Darrow Formerly With American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct In The Past 2 Years
Who is Charles P. Darrow formerly with American Portfolios Financial Services, Inc.?
Charles Darrow (CRD #2325527) who was formerly registered with American Portfolios Financial Services, Inc. and located in Fayetteville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Charles Darrow was associated with LPL Financial, LLC and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. It is probably not a coincidence that he was terminated by LPL Financial, LLC for not following its policies and procedures relative to processing variable annuity transactions and his currently accused of similar misconduct while he was employed at American Portfolios Financial Services, Inc.
American Portfolios Financial Services, Inc. Broker Misconduct
Charles Darrow was recently named as the subject of a customer complaint. The claimant has alleged that he made misrepresentations and omissions of material facts, breached his fiduciary duty, and violated the FINRA rules to 110 and 2111 relating to unsuitable investment recommendations to invest in variable annuities and real estate securities. The customer complaint recently filed against Charles Darrow’s former employer American Portfolios Financial Services, Inc. for investment losses caused by his alleged misconduct is still pending.
Charles Darrow Red Flags & Your Rights As An Investor
Of course, Charles Darrow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Darrow at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Darrow has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at American Portfolios Financial Services, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc.
If you have questions about American Portfolios Financial Services, Inc. and/or Charles Darrow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.