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Charles Christiansen of Wells Fargo Clearing Services Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Charles Christiansen of Wells Fargo Clearing Services?

Charles Christiansen (CRD #816900) who is currently registered with Wells Fargo Clearing Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.

Charles Christiansen Customer Complaints

Charles Christiansen has been the subject of 2 customer complaints that we know about. One of Charles Christiansen’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Charles Christiansen’s 2 customer complaints was settled in favor of investors for $1,750,000.

Allegations Against Charles Christiansen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Charles Christiansen’s alleged failure to supervise financial advisor’s handling of accounts.
  • The claimant alleges that the branch manager failed to supervise Charles Christiansen the FA managing the Claimant’s accounts.

Charles Christiansen Red Flags & Your Rights as An Investor

Of course, Charles Christiansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Charles Christiansen at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Charles Christiansen has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Wells Fargo Clearing Services Due to Charles Christiansen

If you have questions about Wells Fargo Clearing Services and/or Charles Christiansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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