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As a client, you put your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the individual who will be investing your money. This data might assist you in determining whether or not to work with a certain broker.

We may be able to assist you in addressing any concerns or problems you have if you believe Chad Thuner has caused you financial damage.


Chad Thuner Formerly With Calton & Associates, Inc. And Capital Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Chad Thuner formerly with Calton & Associates, Inc.?

Chad Thuner (CRD #4893596) who was formerly registered with Calton & Associates, Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Calton & Associates, Inc., Chad Thuner was associated with Capital Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Chad Thuner Customer Complaints

Chad Thuner has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All 3 of Chad Thuner’s customer complaints were settled in favor of investors.

Allegations Against Chad Thuner

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, misrepresentation and violation of Indiana state securities laws related to annuities, oil and gas investments and real estate securities.
  • Breach of fiduciary duty, violations of federal and state securities laws, negligent supervision/hiring related to direct investments in oil and gas sector.
  • Violations of federal securities laws, breach of fiduciary duty, breach of contract related to mutual fund in oil and gas investments.

Chad Thuner Red Flags & Your Rights As An Investor

Of course, Chad Thuner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Thuner at Calton & Associates, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Thuner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Chad Thuner

If you have questions about Calton & Associates, Inc., Capital Financial Services, Inc., and/or Chad Thuner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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