It’s critical for everyone to understand as much as possible about the individuals with whom they entrust their money. There are a variety of resources where you may learn more about someone’s background, including previous employment history, regulatory enforcement actions, and client complaints.
This crucial information may lead to questions about Catherine Kennedy and your investment losses. We’ll do everything we can to answer your questions.
DID CATHERINE A. KENNEDY CAUSE YOU INVESTMENT LOSSES?
Catherine Kennedy Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Catherine Kennedy of Park Avenue Securities LLC?
Catherine Kennedy (CRD #2347484) who is currently registered with Park Avenue Securities LLC and located in Needham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Catherine Kennedy Customer Complaint
Catherine Kennedy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Catherine Kennedy failed to follow client’s instructions with respect to investments of retirement funds involving variable annuities. The customer complaint filed against Catherine Kennedy’s current employer Park Avenue Securities LLC for investment losses caused by the alleged misconduct is pending as of the date of this report.
Catherine Kennedy Red Flags & Your Rights As An Investor
Of course, Catherine Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Kennedy at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Catherine Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Catherine Kennedy
If you have questions about Park Avenue Securities LLC and/or Catherine Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.