DID CAROL VALENTIN MUNOZ JR CAUSE YOU INVESTMENT LOSSES?
Carol Munoz Of Wedbush Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Carol Munoz of Wedbush Securities Inc.?
Carol Munoz (CRD #1890217) who is currently registered with Wedbush Securities Inc. and located in La Jolla, California is a subject of one of our many securities industry sales practice abuse investigations.
Carol Munoz Customer Complaints
Carol Munoz has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carol Munoz’s 2 customer complaints was settled in favor of investors. One of Carol Munoz’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Carol Munoz
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Unsuitable investment recommendations, misrepresentations, and unauthorized use its discretion in connection with mutual fund investments.
Carol Munoz Red Flags & Your Rights As An Investor
Of course, Carol Munoz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carol Munoz at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Carol Munoz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Carol Munoz
If you have questions about Wedbush Securities Inc. and/or Carol Munoz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.