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Carlton Milo Higbie III Of Morgan Stanley Was Recently The Subject Of A Customer Complaint

Who is Carlton M. Higbie III with Morgan Stanley?

Carlton Higbie (CRD #1094365) who is currently registered with Morgan Stanley and located in Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Carlton Higbie was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Morgan Stanley Broker Misconduct

Carlton Higbie has recently been identified as the subject of a customer complaint made within the last year to recover investment losses. The customer complaint was filed with Carlton Higbie’s current employer Morgan Stanley for investment losses caused by his alleged misconduct. Client alleged misrepresentation with respect to REIT investments he recommended. The brokerage firm recently denied the complaint and the customer is not yet filed his arbitration claim.

Carlton Higbie Red Flags & Your Rights As An Investor

Of course, Carlton Higbie did not admit to any of the allegations. But regardless of whether an arbitration award is entered, a settlement occurs, allegations made by customers are red flags which should put all current and former customers of Carlton Higbie at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Carlton Higbie has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Morgan Stanley which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley

If you have questions about Morgan Stanley and/or Carlton Higbie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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