| Read Time: 2 minutes | LPL Financial Complaints |

DID CARLOS A. SALAZAR CAUSE YOU INVESTMENT LOSSES?

Carlos A. Salazar formerly with LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct In the Past Year

Who is Carlos A. Salazar formerly with LPL Financial LLC?

Carlos Salazar (CRD #5060311) who was formerly registered with LPL Financial LLC and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Carlos Salazar was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC terminated Carlos Salazar’s employment for allegedly violating the firm’s policy regarding outside business activities.

LPL Financial LLC Broker Misconduct

Carlos Salazar has recently been identified as the subject of a customer complaint made in the last year to recover investment losses. The Executor of the estate for the customer alleged misrepresentations and unsuitable investment recommendations related to REIT investments. The Executor has not yet filed an arbitration claim. 

Carlos Salazar Red Flags & Your Rights As An Investor

Of course, Carlos Salazar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Salazar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Carlos Salazar has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial LLC which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC

If you have questions about LPL Financial LLC and/or Carlos Salazar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...