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Carlos Conde Of A.G.P./Alliance Global Partners And Formerly With Dalmore Group Has A Customer Complaint For Alleged Broker Misconduct

Who is Carlos Conde of A.G.P./Alliance Global Partners?

Carlos Conde (CRD #1755641) who is currently registered with A.G.P./Alliance Global Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to A.G.P./Alliance Global Partners, Carlos Conde was associated with Dalmore Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Carlos Conde Customer Complaint

Carlos Conde has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were FAT brands alleged misconduct, malfeasance and misrepresentation by Dalmore/Carlos Conde, resulting in decline in its stock price, inability to refinance prior debt and missed merger and acquisition opportunities. The customer complaint filed against Carlos Conde’s current employer Dalmore Group for investment losses caused by the alleged misconduct is pending as of the date of this report.

Carlos Conde Red Flags & Your Rights As An Investor

Of course, Carlos Conde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Conde at A.G.P./Alliance Global Partners and Dalmore Group on alert to review carefully the activity and performance of their accounts and question whether Carlos Conde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P./Alliance Global Partners and Dalmore Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At A.G.P./Alliance Global Partners Due To Carlos Conde

If you have questions about A.G.P./Alliance Global Partners, Dalmore Group, and/or Carlos Conde and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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