DID CARA MICHELLE MILLER CAUSE YOU INVESTMENT LOSSES?
Cara Michelle Miller Of Mariner Wealth Advisors Has One Customer Complaint For Alleged Broker Misconduct
Who is Cara M. Miller of Mariner Wealth Advisors?
Cara Miller (CRD #4521819) who is currently registered with Mariner Wealth Advisors and located in Rapid City, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mariner Wealth Advisors, Cara Miller was associated with Honkamp Krueger Financial Services and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Cara Miller Customer Complaint
In her career, Cara Miller has been the subject of one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses are unsuitable investments and failure of firm to perform due diligence. This complaint was settled in favor of investors.
Cara Miller Red Flags & Your Rights As An Investor
Of course, Cara Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cara Miller at Mariner Wealth Advisors on alert to review carefully the activity and performance of their accounts and question whether Cara Miller has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Mariner Wealth Advisors which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Mariner Wealth Advisors
If you have questions about Mariner Wealth Advisors and/or Cara Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.