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Candra Oakes-Niswanger Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct

Who is Candra Oakes-Niswanger of Waddell & Reed?

Candra Oakes-Niswanger (CRD #4235023) who is currently registered with Waddell & Reed and located in Great Falls, Montana is a subject of one of our many securities industry sales practice abuse investigations.

Candra Oakes-Niswanger Customer Complaint

Candra Oakes-Niswanger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, due to a breach of fiduciary duty and negligence by Candra Oakes-Niswanger during the time period of February 21, 2020 through April 14, 2020, his account value incurred significant losses. Candra Oakes-Niswanger’s customer complaint was denied and, to date, the customer has not taken any further action.

Candra Oakes-Niswanger Red Flags & Your Rights As An Investor

Of course, Candra Oakes-Niswanger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candra Oakes-Niswanger at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Candra Oakes-Niswanger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Candra Oakes-Niswanger

If you have questions about Waddell & Reed and/or Candra Oakes-Niswanger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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