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Bryan Stepanian Of Raymond James & Associates And Formerly With Deutsche Bank Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Bryan Stepanian of Raymond James & Associates?

Bryan Stepanian (CRD #4513185) who is currently registered with Raymond James & Associates and located in Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Bryan Stepanian was associated with Deutsche Bank Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Bryan Stepanian Customer Complaint

Bryan Stepanian has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged advisor did not follow instructions to liquidate. The customer complaint filed against Bryan Stepanian’s current employer Raymond James & Associates for investment losses caused by the alleged misconduct is pending as of the date of this report.

Bryan Stepanian Red Flags & Your Rights As An Investor

Of course, Bryan Stepanian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Stepanian at Raymond James & Associates and Deutsche Bank Securities on alert to review carefully the activity and performance of their accounts and question whether Bryan Stepanian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Deutsche Bank Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Bryan Stepanian

If you have questions about Raymond James & Associates, Deutsche Bank Securities, and/or Bryan Stepanian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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