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Bryan Gravel Of LPL Financial, Flagship Harbor Advisors And Formerly With Citizens Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Bryan Gravel of LPL Financial?

Bryan Gravel (CRD #5634671) who is currently registered with LPL Financial, Flagship Harbor Advisors and located in Cumberland, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Flagship Harbor Advisors, Bryan Gravel was associated with Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Bryan Gravel Customer Complaints

Bryan Gravel has been the subject of 2 customer complaints that we know about. Both of Bryan Gravel’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Bryan Gravel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Bryan Gravel misrepresented the terms of a Market Linked Certificate of Deposit investment.
  • Client alleged that investment into Single Premium Immediate Annuity recommended by Bryan Gravel was not suitable given her financial situation.

Bryan Gravel Red Flags & Your Rights As An Investor

Of course, Bryan Gravel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Gravel at LPL Financial, Flagship Harbor Advisors, and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Bryan Gravel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Flagship Harbor Advisors, and Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Bryan Gravel

If you have questions about LPL Financial, Flagship Harbor Advisors, Citizens Securities, and/or Bryan Gravel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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