DID BRIAN KEITH SHEY CAUSE YOU INVESTMENT LOSSES?
Brian Shey Of Green Vista Capital And Formerly With G. A. Repple And Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Brian Shey of Green Vista Capital?
Brian Shey (CRD #4610561) who is currently registered with Green Vista Capital and located in Winter Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Green Vista Capital, Brian Shey was associated with G. A. Repple, Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brian Shey Customer Complaints
Brian Shey has been the subject of 2 customer complaints that we know about. One of Brian Shey’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Sterling Wyatt PA for investment losses caused by Brian Shey’s alleged misconduct.
Allegations Against Brian Shey
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Alleged breach of fiduciary responsibility and misrepresentation by Brian Shey.
- Client claimed registered representative, Brian Shey allegedly convinced him to surrender his security mutual policy and purchase a Minnesota Life Policy. Client did and claimed Mr. Shey sold the policy as an investment type policy and did not disclose the much higher premiums, which he would not have agreed to. Client was also concerned about his cash value which was significantly less than when he purchased the Minnesota Life Policy.
Brian Shey Red Flags & Your Rights As An Investor
Of course, Brian Shey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Shey at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Brian Shey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Green Vista Capital Due To Brian Shey
If you have questions about Green Vista Capital, G. A. Repple, Cetera Advisor Networks, and/or Brian Shey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.